- Monday - Friday
- £25K - £30K
- Awesome Benefits
The Compliance Analyst will assist the Internal Review Manager in the monthly checking program, including end-to-end journey reviews, call monitoring, and document reviews. This role ensures compliance with policies, lending criteria, and regulatory standards.
Key Responsibilities:
- Conducting regular monthly monitoring of case activity according to the Compliance framework process:
- End-to-end journey checks
- Internal review of completed cases.
- Call monitoring.
- Webchat records monitoring
- Documenting and reporting monitoring outcomes.
- Assigning remedial actions to team leaders
- Ensuring compliance with company policies, lending criteria, and procedures
- Prioritising workload against service deadlines
- Managing meeting diary schedule
- Considering risk and data protection issues in daily activities
Key Skills/Competencies:
- Experience in financial services, preferably in mortgages
- Essential experience in compliance monitoring/QC
- Understanding of FCA regulations
- Strong attention to detail and accuracy
- Excellent IT skills
- Good interpersonal and organisational skills
- Team player with a proactive attitude
Join a dynamic team and contribute to maintaining regulatory compliance and operational excellence. Apply now!