Compliance Manager

London / Hybrid

We are seeking a knowledgeable Compliance Manager to provide the business with day-to-day advisory and oversight activities, assist in the delivery of the compliance plan and manage the compliance relationship with assigned managed client.

Responsibilities:

• Support the Head of Compliance in delivering the compliance plan and reporting to boards and committees.
• Manage junior compliance team members, ensuring adherence to regulations.
• Analyze regulatory changes and update staff and clients.
• Review and develop compliance policies annually.
• Lead compliance meetings with clients, providing advice.
• Deliver compliance training to staff and clients.
• Provide sanctions advice within SLAs.
• Assist in onboarding new clients and transitioning exiting clients.
• Review risk controls quarterly and raise issues as needed.
• Prepare and submit regulatory returns.
• Participate in additional projects as they arise.

Requirements:

• Strong knowledge of UK insurance regulation and experience with a Lloyd’s managing agent.
• Experience applying regulatory knowledge in an insurance business.
• Experience with sanctions referrals and conduct risk.
• Degree-level education preferred and ACII qualified or working towards it.
• Excellent communication and relationship-building skills.
• Detail-oriented, proactive, and able to work independently.