Compliance Officer

Compliance Officer Job

We have an exciting permanent opportunity working for our client who are a financial advising company based in Chelmsford. The opportunity working as a Compliance Officer is offered on a part time basis working Monday to Friday, 16-20 hours per week.

Duties for the Compliance Officer role:

• You will have the opportunity to have overall responsibility for the day-to-day compliance of the business using SimplyBiz.
• Responsible for updating compliance records, plans, the FCA register and maintaining compliance records.
• Ensuring staff are informed of any new relevant regulations and updating staff in monthly team meetings.
• You will also be responsible for co-ordinating compliance file checks with SimplyBiz and Financial advisers.
• Responsible for Advisers by undertaking KPIs and Development action plans. Ensuring their CPD/SPS is up to date and signing off Compliance Remedial work advisers complete.
• Charing Senior Management meetings.

Requirements for the Compliance Officer role:

• Knowledge of SMF16, Simplybiz, FCA.
• Excellent communication skills
• Keen to learn with the ability to work on own initiative and to deadlines.
• Strong knowledge of Word and Excel

Our client is flexible on how the hours are worked each week and could possibly offer a Hybrid option.

If you have the relevant skills and experience required for this role, please apply with your CV attached via this website.