Job Title:Compliance Officer
Location: Hampshire
Onsite: 3 days per week
Salary: £35,000
I am currently seeking a detail-oriented and proactive Compliance Monitoring Officer to join our clients Legal and Compliance department. The successful candidate have experience ensuring regulatory adherence, providing customer service, and contributing to a dynamic team environment.
The Role:
As a Compliance Monitoring Officer, you will play a crucial role in executing compliance monitoring activities within the Legal and Compliance department. Your responsibilities will include:
- Supporting the delivery of the Compliance Monitoring Plan by conducting monitoring activities as per the plan
- Collaborating with key stakeholders in the business to agree upon and monitor actions following monitoring activities
- Generating Compliance Monitoring reports upon the completion of monitoring assignments
- Ensuring all actions are compliant with regulatory guidelines and Fleet Mortgages policies
Key Outputs and Responsibilities:
- Conducting monitoring activities in line with the Compliance Framework and recommended standards
- Completing conveyancer and third-party audits
- Handling internal and external queries with accuracy
- Updating and maintaining policies and procedures
- Working towards set objectives, service standards, and deliverables
- Identifying opportunities for service and efficiency improvements
- Applying principles of Treating the Customer Fairly (TCF) and the Consumer Duty
Qualifications & Experience:
- Ability to manage workload independently
- Ideally, two years of work experience in the Financial Services industry (not essential but advantageous)
If you are interested in this opportunity, please apply here or reach out to ASAP
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