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Form of workA fantastic opportunity is available to work for a finance firm within their friendly compliance team as a Compliance Assistant!
If you are looking for an entry role into finance this could be for you. I am looking for someone who has a keen interest in finance, hard-working and good communication skills as you will be dealing with Brokers!
Responsibilities Include:
- Opening new customer accounts
- Carrying out KYC checks on new customers, ensuring all new customers are appropriately vetted and checks carried out in line with the firm's compliance requirements.
- Dealing with queries from finance and legal
- Keeping accurate and up-to-date records of all contact with customers and ensure there is a full audit trail.
- Maintaining the team’s new customers files and folders
- Assisting with updating KYC refreshers
- Supporting the Compliance Team on day-to-day tasks and projects (both new and ongoing)
- Maintaining excellent knowledge of KYC and money laundering procedures and the relevant regulation
- Assisting the Compliance team with the development of the firm's AML processes and procedures.
- Dealing with general internal and external client queries; and
- Administrative duties such as filing, ensuring that all filing is accurate and up to date at all times.
Ideally you will have strong verbal and written communications, be professional, willing and have a proactive approach.
This role has fantastic benefits and a quarterly bonus. THIS IS AN OFFICE BASED POSITION. MONDAY - FRIDAY IN THE OFFICE
