- Excellent opportunities for growth and progression
- Growing Investment Management firm
About Our Client
This is a well recognised Investment Management firm with offices globally.
Job Description
- Oversee all risk and Compliance issues within the company
- Ensure all business practices are in line with industry regulations
- Develop, implement and maintain the company's compliance program
- Provide guidance on risk management and regulatory compliance
- Conduct regular audits to ensure compliance and identify any areas of risk
- Keep up-to-date with changes in regulatory legislation and guidelines
- Prepare and present reports on compliance and risk issues
- Foster positive relationships with regulatory bodies
The Successful Applicant
The Regulatory and Compliance Officer who will be based in London should have:
- Bachelor's degree with strong academic record
- Personable and thoughtful
- Self-starter with high standards, resilience, stamina and perseverance
- Effective communicator at all levels within the organisation
- We would welcome candidates with existing legal and/or accountancy skills but this is not a requirement.
What's on Offer
- A competitive salary ranging up to £70,000 - £85,000
- A comprehensive benefits package, including pension and health benefits
- A supportive and professional work environment in London
- Hybrid working