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COMPLIANCE AND OPERATIONAL RISK MANAGER (EQUITIES)

Assesses risks, and effectiveness of Equities processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory & trading venue inquiries, other audits, and examinations. Enga...

CompanyAbout Bank Of America
AddressLondon, Greater London
CategoryHuman Resources
Date Posted 5 days ago See detail

Compliance and Operational Risk Manager (Equities)

About Bank Of America

London, Greater London

Assesses risks, and effectiveness of Equities processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory & trading venue inquiries, other audits, and examinations. Enga...

5 days ago seen See more...

Risk Manager - Chief Risk Office

Bloomberg

South East

Competitive salary

Monitor and analyse risks within our Engineering departments , applying good judgement when evaluating both the risk and controls framework. Work closely with Engineering stakeholders to conduct an in-depth analysis of key process...

5 days ago seen See more...

Head of Governance, Risk & Compliance – Information Security

Deltra Group

London, England

£160,000 - £170,000/annum + 20% bonus

Lead the security and resilience function, encompassing Security Architecture and Engineering, IT Governance, Risk and Compliance, and IT Resilience. Improve the organizations security posture in response to the evolving threat l...

5 days ago seen See more...

Building Risk and Compliance Adviser

Connect2Hampshire

Hampshire, England

£20.28 per hour

Undertake monitoring and auditing of scheduled work activities undertaken by contractors, relating to the built estate, with a focus also on FM hard and soft activities across Property Services. Carry out operational reviews on ne...

5 days ago seen See more...

Risk and Assurance Officer

Government Internal Audit Agency

Glasgow, Glasgow City

£34,135 - £41,600

Delivery of assurance exercises, working closely with colleagues in Business Support. Carrying out regular reviews of strategic and corporate risks with Directors and Deputy Directors. Oversight of the assurance action tracker. Ma...

5 days ago seen See more...

Risk Insurance & Information Governance Officer

Triumph Consultants Ltd

ASHTON UNDER LYNE, OL6 6BH

£21.63 per hour

What's involved with this role:Interim Risk, Insurance & Information Governance OfficerReference no: Tameside 0008 FD7F / 1Pay Rate: 21.63 per hour PAYEHours per week: 36 Monday Friday, normal working hoursThis opening assignme...

6 days ago seen

Compliance Assurance Officer

Context Recruitment

Chertsey, Surrey

£40000 - £45000.00 per annum

Rate: 40000 - 45000.00 per annum. Location: Chertsey, England. Type: Permanent. Industry: IT. Recruiter: context recruitment. Contact: Sophie Sanderson. Tel: 02381 680 407. Email: to view click here Posted: 2024-06-25 10:40:29 -...

6 days ago seen See more...

Compliance and Complaints Officer

Financial Services

Stockport, Greater Manchester

£ 28000 - £ 35000 / Year

Responsibilities:Investigate and resolve customer complaints, ensuring timely and fair outcomes.Collaborate with various teams within the organisation to identify and rectify compliance issues.Conduct regular compliance reviews to...

6 days ago seen See more...

Risk, Insurance & Information Governance Officer

Financial Services

Manchester, Greater Manchester

£ 18 - £ 19 / Hourly

Keep the Information Governance Framework up-to-date and aligned with business strategies and legal requirements. Enable user understanding of the Information Governance Framework and promote adherence among staff. Develop and mai...

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Senior Liquidity Risk Control Officer

Efinancialcareers

South East

Competitive salary

Liquidity Risk Management. Asset-Liability Management. Enterprise Risk. Participation in ALCO....

6 days ago seen

Senior Risk Control Officer

Banking & Finance - Retail

London, England

not provided

Daily risk management with a particular focus on liquidity risk and ALM, as well as enterprise risk management. Supporting and challenging the management of risks and reporting material risk issues to ensure Banks risk appetite an...

6 days ago seen See more...

Compliance Advisory Officer

Efinancialcareers

South East

Competitive salary

Maintain regulatory developments and support the business in assessing impacts. Facilitate compliance with regulatory requirements. Be a trusted advisor for any regulatory or governance queries by providing guidance and steer to t...

6 days ago seen

Compliance & Assurance Officer

South Staffs Water

West Midlands, England

£36,000 per annum

Implement new quality management systems and processes with the support of internal stakeholders to drive positive change relating to Health & Safety, Water Quality and Operational processes. Frequently assess competent operators...

6 days ago seen See more...

Compliance and Risk Manager - Birmingham - £50,000

Ashdown Group

West Midlands, England

As the Compliance Manager you will work to support Senior Operational staff in day-to-day program management and operational management of business units including but not limited to: client contract reviews, data privacy and GDPR...

6 days ago seen See more...

Compliance and Risk Manager - Manchester - £50,000

Ashdown Group

Lancashire, England

As the Compliance Manager you will work to support Senior Operational staff in day-to-day program management and operational management of business units including but not limited to: client contract reviews, data privacy and GDPR...

6 days ago seen See more...

Risk & Compliance Analyst

Efinancialcareers

Surrey, England

Competitive salary

Compliance Monitoring:. Client Due Diligence:. Regulatory Research and Analysis:. Record Keeping and Documentation:. Training and Awareness:. Internal Collaboration:. Audit and Examination Support:. Risk Assessment:. Skills and Ex...

6 days ago seen See more...

Risk & Compliance Lawyer - Non Fee Earning

Origin Legal

Surrey, England

From £65000 + Full Benefits & Hybrid working

Strong analytical and drafting abilities. Meticulous attention to detail and professional standards. Solution-oriented mindset with a collaborative approach. Ability to cultivate relationships and engage with stakeholders at all l...

6 days ago seen See more...

Compliance Officer (part-time)

Srg

Reading, Berkshire

£10 - £12.82/hour

Contributing to the development of promotional and non-promotional materials and activities, ensuring the Company meets all relevant legal and compliance obligations. Act as a contact for sales, marketing, medical teams, supportin...

2 weeks ago seen See more...

Compliance Monitoring Officer

Idex Consulting Ltd

England

Monitoring - Perform file reviews and Compliance Monitoring on all aspects of the FCA regulated activities within the group, assessing compliance with regulations, standards and outcomes. Reporting - keeping the review spreadsheet...

6 days ago seen

Compliance Monitoring Officer

Sanderson

Avon, England

33 days including Bank Holidays. Eligibility for an annual discretionary bonus scheme. Personal and career development opportunities to progress your aspirations within the company as well as through our global parent company (Tat...

6 days ago seen See more...

Risk and Compliance Manager

Cavendish Maine Recruitment

West Midlands, England

Building effective relationships within the business to ensure that an effective compliance culture is in place, promoting positive engagement and behaviours within Commercial Express, leading by example as a role model. Developme...

6 days ago seen See more...

Compliance Assurance Officer

Context Recruitment Limited

Surrey, England

£40,000 - £45,000 per annum

Compliance and Assurance Officer - Chertsey (hybrid working) Up to 45,000 Seeking a Compliance and Assurance Officer for a leading data centre provider that is planning to double in size over the coming years making it an excelle...

6 days ago seen See more...

Risk and Compliance Manager

Kma Legal Recruitment Ltd

Hampshire, England

£50,000 - £70,000 per annum

Assisting with conflicts;. Dealing with complaints and risk management;. Reviewing policies and procedures;. Record keeping, monitoring and reporting;. Running new starter compliance sessions;. Creating and delivering training;. U...

6 days ago seen See more...

Risk & Compliance Consultant

Jameson Legal

South East

£80.00 - £120.00 per hour

Identifying relevant areas of risk within the business and suggesting solutions. Implementing risk and compliance initiatives within the organisation. Keeping the firm up to date with changes in Risk & Compliance legislation. Supp...

6 days ago seen See more...

Operational Risk Management - Processing Risk Senior Officer at Citi

Efinancialcareers

County Antrim, Northern Ireland

Competitive salary

Build and maintain effective relationships with Business Partners, stakeholders, establish credibility and build strong relationships to be a valued and respected partner. Meet with business management leadership on a regular basi...

6 days ago seen See more...

Risk & Compliance Consultant

Jameson Legal.

London, Greater London

£80 - £120 per hour

Identifying relevant areas of risk within the business and suggesting solutions. Implementing risk and compliance initiatives within the organisation. Keeping the firm up to date with changes in Risk & Compliance legislation. Supp...

6 days ago seen See more...

Technology Risk and Controls Officer - Belfast - AVP Hybrid at Citi

Efinancialcareers

County Antrim, Northern Ireland

Competitive salary

Help coordinate governance and the facilitation of the execution of the Manager Control Assessment (MCA, i.e.. Risk & Control Self-Assessment) as required by the MCA Standard including the assessment and appropriate approval of ri...

6 days ago seen See more...

Compliance and Complaints Officer

Adecco

Cheshire, England

Competitive

Competitive salary. Opportunity for career growth and development. Friendly and supportive work environment. Training and professional development programmes. Good work-life balance. Exciting challenges and opportunities. Undertak...

6 days ago seen See more...

Risk & Compliance Administrator

Ultimate Banking Ltd

Newbury, Berkshire

£21,945 - £23,100 Annual

We care about our communities - as well as providing financial services, we get involved in supporting our local communities. This means regular opportunities to volunteer, fundraise, and help with community events and activities....

6 days ago seen See more...

Governance, Risk & Compliance Analyst

Sse Plc

Lanarkshire

548976. Closing at: Jul 11 2024 at 23:55 BST....

6 days ago seen

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