Compliance Senior Associate jobs in South East

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COURT OF PROTECTION SENIOR ASSOCIATE

Location: Guildford, England. Type: Permanent. Industry: Legal. Recruiter: Sacco Mann. Contact: Nadine Ali. Tel: 0161 831 6890. Email: to view click here Posted: 2024-05-08 08:48:04 -. View all Jobs from Sacco Mann...

CompanySacco Mann
AddressGuildford, Surrey
CategoryLegal
Job typePermanent
Date Posted a month ago See detail

Court of Protection Senior Associate

Sacco Mann

Guildford, Surrey

Location: Guildford, England. Type: Permanent. Industry: Legal. Recruiter: Sacco Mann. Contact: Nadine Ali. Tel: 0161 831 6890. Email: to view click here Posted: 2024-05-08 08:48:04 -. View all Jobs from Sacco Mann...

Court of Protection Senior Associate

Sacco Mann

Southampton, Hampshire

£70000 - £80000 per annum

Rate: 70000 - 80000 per annum. Location: Southampton, England. Type: Permanent. Industry: Legal. Recruiter: Sacco Mann. Contact: Nadine Ali. Tel: 0161 831 6890. Email: to view click here Posted: 2024-05-08 08:57:15 -. View all J...

M&A Senior Associate/Manager - Leading Corporate Finance Advisor

Efinancialcareers

South East

Competitive salary

The candidate will likely come from Corporate Finance boutique or one of the Corporate Finance teams of a large accounting practice. Have a minimum of 4 years of direct front-end M&A transaction experience. Strong numerical and fi...

Private Client - NQ - Senior Associate

Search

Kent, England

Salary negotiable

Such is the strength of their existing team, they are willing to consider candidates from NQ up to Senior Associate for this rare opportunity. They have built a strong reputation throughout Kent and regularly pull in work from the...

Senior Associate, Real Estate Finance

Efinancialcareers

South East

Competitive salary

They will also act as a joint venture partner and provide equity where there is a compelling reason to do so. Recent transactions have included coverage across a range of sectors, and will support the execution of new deals and ac...

Banking & Finance Senior Associate / Partner

Search Consultancy Ltd

Southampton, Hampshire

£45,000 to £75,000 per year

Be a qualified solicitor or legal executive with experience in Banking & Finance law. Be commercially astute and pragmatic with the ability to focus on your clients' needs to provide practical and robust advice. Have a good unders...

Employment Solicitor - Senior Associate

Law Staff

Wycombe Marsh, Buckinghamshire

£65,000 to £85,000

Advising on employee and employer matters. TUPE,. Company restructures,. Range of employee relations,. IR35 advice. Exceptional Client Service skills. Proven Financial Performance. Sound Technical Ability in Employment matters. Le...

Senior Associate - Products

Antony James Recruitment Ltd

Middlesex, England

£26,000 per annum

The ideal candidate for this Senior Associate for the Products team position will be well versed with Product development life cycle with prior experience in end-to-end product development, launch and monitoring, knowledge of FCA...

Compliance, Equities Compliance, Derivatives and Structured Products, Associate, London

Efinancialcareers

South East

Competitive salary

Provide real-time compliance advice to business personnel of all levels, with regards to the rules, regulation and internal policies that govern their businesses. Compliance representative for business-led projects/initiatives. De...

Senior Data Compliance Officer, Parameta Solutions

Efinancialcareers

South East

Competitive salary

Perform Data audits both on site (where required) and remotely independently at Channel Partners/Re-distributors, Contracted Parties and Subscriber Firms using best practice and in accordance with relevant agreement terms. Prepare...

REAL ASSETS SENIOR COMPLIANCE MANAGER

Efinancialcareers

South East

Competitive salary

Proactively provide advice, challenge, and review to the business, ensuring first-class conduct risk mitigation. Analysing emerging and developing regulations to implement changes quickly and effectively. Acting as the key point o...

Senior Manager - Regulatory & Compliance Oversight

Merje Ltd

South East

£80,000 - £100,000 per annum

Develop and implement an effective Compliance oversight strategy to ensure adherence to UK financial regulations and industry standards, while monitoring and evaluating regulatory changes and their impact on the banks operations....

Senior Operations Associate - Equity

Efinancialcareers

South East

Competitive salary

Duties include: Processes standard and moderately complex investment orders from portfolio managers and research analysts within Funds or client segregated accounts. Verifies that all trade authorizations are in compliance with gu...

Senior Manager, Compliance Advisory Europe

Efinancialcareers

South East

Competitive salary

- Actual and potential compliance violations and risk situations are proactively identified, investigated and resolved or escalated in an appropriate and timely manner. - Work with the wider Compliance team in implementing any reg...

Compliance, Equities Compliance, Associate, London

Efinancialcareers

South East

Competitive salary

Provide real-time compliance advice to business personnel, with regards to the rules, regulation and internal policies that govern their businesses. Assisting with the interpretation and implementation of new rules/regulation/guid...

Senior Fund Operations Associate

Efinancialcareers

South East

Competitive salary

Heavy involvement in the project management of funds. This can involve designing and building new funds, launching them as well as closing them. Close collaboration with other teams to produce funds prior to launch. Communicate wi...

Senior Compliance Advisory Manager

Broadgate Search Ltd

Somerset, England

Salary negotiable

Develop and maintain a comprehensive understanding of all relevant laws, regulations, and internal policies that apply to the the business Group. Maintain Regulatory development log and provide business impact assessments and regu...

Quantitative Analyst Associate/Senior Associate

Efinancialcareers

South East

Competitive salary

Model Development: Lead the development and enhancement of quantitative models for valuing and analyzing assets. Data Management: Oversee the processing and management of proprietary data integral to the firm's investment strategi...

Senior Global Product Owner, Digital, Agile, Compliance, Remote

Carrington Recruitment Solutions Ltd

South East

£80,000 - £100,000 per annum, negotiable

Tertiary qualifications in Information Technology or a related discipline (e.g. University degree), entry-level vendor-aligned certification (e.g. Scrum alliance/Scrum org.). At least 3 years experience as a Product Owner &/or Bu...

Compliance, Legal & the Conflicts Resolutions Group, Associate, London

Efinancialcareers

South East

Competitive salary

Global Compliance prevents, detects and mitigates compliance, regulatory and reputational risks across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-...

Senior Manager - Tax Compliance Services, a new approach!

Efinancialcareers

South East

Competitive salary

Up-front scoping and engagement planning with clients. Review and submission of tax accounting schedules. Review and technical approval for the submission of corporation tax returns. Opportunity spotting for related services and h...

Senior Compliance Manager

Tmf Group

St Helier, Greater London

Competitive salary plus great benefits

Ensuring that the Compliance Policies and Procedures are maintained on an ongoing basis in accordance with relevant laws, regulations, and guidance. On-going maintenance of mapping document, listing all relevant Compliance laws an...

Senior Content Creation Manager, Audit, Accountancy Compliance, Remote

Carrington Recruitment Solutions Ltd

South East

£75,000 - £85,000 per annum, negotiable

Senior Manager (or equivalent) with a background in programme development, both non-technical and audit-technical course content, and preferably with experience of regulatory reporting requirements. Experience of authoring and rev...

Senior Regulatory Affairs Associate - Product Claims

Thomas Brown Recruitment

South East

£55,000 - £60,000 per annum

Collaborate with cross-functional teams to establish and maintain a dynamic Product Claims database. Employ a risk-based approach to assess and validate Product Claims, ensuring that the information provided aligns with customer e...

Senior Compliance Officer - Advisory

Efinancialcareers

South East

Competitive salary

Providing guidance and advice across all business areas including, but not limited to, Investment Management & Alternatives business lines. Manage & implement projects within the team. Action regulatory developments relevant to th...

Senior Director - Clinical Technology Process & Compliance

Hays Specialist Recruitment Limited

South East

£90,000 - £140,000 per annum

Establish the implementation roadmap for all clinical technologies that enable clinical trial management and data collection mechanisms. Develop, manage and implement processes for Clinical Technology adoption and management, eg s...

Senior Planner/Associate/Associate Director -Strategic Planning

Penguin Recruitment Ltd

South East

£40,000 - £75,000 per annum

RTPI accredited degree or a relevant degree. Relevant Planning experience in either a local authortity or consultancy. Relevant experience in Strategic Planning. RTPI Accredited. Strong communication skills (verbally and in writte...

Senior Logistics Customer Care Associate

Divalentinecalver Recruitment Ltd

South East

Salary negotiable

Managing a team of 4-5 direct reports. Coaching, training and developing the team. Performance reviews. Inductions and support training plans for new starters. Probation meetings for new starters. Interviewing and recruitment. Pro...

Prudential & Authorisation Associate Director / Senior Manager

Efinancialcareers

South East

Competitive salary

In-depth prudential regulatory experience gained in the industry, consulting or as a regulator (or combination thereof). Strong technical knowledge of UK prudential regulation; ideally both capital, liquidity and recovery planning...

Senior Analyst/ Associate, Portfolio Management Team, London, UK

Efinancialcareers

South East

Competitive salary

Working with the investment team to establish portfolio construction framework. Creating and maintaining quantitative models, analytical tools, and conducting data driven analysis to support portfolio construction decisions. Respo...