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Full-time Regulatory Compliance Officer jobs in England

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COMPLIANCE OFFICER

Collaborate with the Professional Ethics & Compliance team to uphold ethical standards. Support compliance with SRA, ICO, and Lexcel accreditation requirements. Assist in promoting a culture of ethical conduct and regulatory compl...

CompanyClayton Recruitment
AddressSouth East
CategoryBanking
Salary£50,000 per annum
Job typePermanent, full-time
Date Posted 6 days ago See detail

Compliance Officer

Clayton Recruitment

South East

£50,000 per annum

Collaborate with the Professional Ethics & Compliance team to uphold ethical standards. Support compliance with SRA, ICO, and Lexcel accreditation requirements. Assist in promoting a culture of ethical conduct and regulatory compl...

6 days ago seen See more...

Compliance Officer

Birchlake Recruitment Ltd

South East

£50,000 - £60,000 per annum

Ensure the business achieves and maintains compliance with current and future FCA requirements. Develop and maintain compliance policies and training material. Support the firms data protection compliance. Monitor, analyse, and in...

6 days ago seen

Compliance Officer

Idex Consulting Ltd

South East

Ensure the plan aligns with the standards and clauses of ISO 9001 and conduct internal audits to validate compliance. Conduct internal audits. Facilitate external audits, particularly for ISO 27001 Information Security and ISO 900...

6 days ago seen

Information Compliance Officer

University Of Westminster

South East

£39,236 - £44,617 per annum

The successful candidate should also have excellent organisational ability, time management skills, accuracy and attention to detail, a logical approach to document and case management, excellent inter-personal skills and should b...

6 days ago seen

Commercial Policy and Compliance Officer

Wild Berry Associates

London, England

£234.88 - £350.00 per day

Provide day-to-day administrative support to the Commercial Director in the provision of overall strategic support, development and planning for Commercial Services and the wider business. Craft and maintain procurement policies,...

6 days ago seen See more...

Compliance Officer

Financial Services

Stockport, Greater Manchester

£ 15.38 - £ 19.23 / Hourly

Competitive salary. Opportunity for career growth and development. Friendly and supportive work environment. Training and professional development programmes. Good work-life balance. Exciting challenges and opportunities. Undertak...

7 days ago seen See more...

Compliance Product Officer - Commodities/Futures (VP)

Citi

London, Greater London

Assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM. Providing guidance on rules and regulations relating to function/business/product operational i...

3 days ago seen See more...

Compliance Officer (Finance)

Bca Group

West Midlands, England

£23,500.00 to £26,000.00 per year

Alongside this you will support the wider business ensuring that drivers are following the expected process in carrying out their roles and taking action should they fall short.Role Accountabilities:Managing customer complaints, e...

a week ago seen See more...

DSO Compliance Officer (Health and Safety)

Richmond And Wandsworth Council

London, England

£41,043

Do you possess the determination, tenacity, and initiative to drive progress and achieve results?Join our Direct Services Organisation (DSO) and play a pivotal role in maintaining the highest standards of Health and Safety. We are...

a week ago seen See more...

Housing and Compliance Officer

Bcop

Birmingham, West Midlands

Up to £30,000 per annum + benefits

Experience of working within housing management. Previous experience in positively resolving incidents. Working knowledge of housing law and benefit systems. Liaise with external stakeholders to deliver an effective referral pathw...

a week ago seen See more...

Compliance Sanctions Officer

Harrison Holgate

South East

£80,000 - £90,000 per annum

A Compliance Sanctions Officer opportunity is available working with a leading Global Insurer.The Sanctions Officer shall be in charge of managing risks related to International Sanctions within the UKSummaryEnsuring compliance wi...

6 days ago seen

Compliance and Complaints Officer

Adecco

Cheshire, England

£28,000 - £35,000 per annum

Join a leading financial services organisation as a Compliance and Complaints Officer and make a real difference in the lives of their customers. With their commitment to excellence and high ethical standards, they are dedicated t...

6 days ago seen See more...

Compliance Monitoring Officer

Kensington Mortgage Company

Maidenhead, Berkshire

Competitive

To proactively manage own workload ensuring the objectives of the Compliance Monitoring Plan are delivered in a timely manner. To keep abreast of emerging risks, both internally and externally, ensuring that appropriate action is...

a week ago seen See more...

Registry and Operations Officer (Compliance)

Study Group

Headingley, West Yorkshire

£23,400/annum

Ensure students are compliant at enrolment including checking visas, issuing BRPs and checking addresses. Submitting requests to the UKVI for visa amendments as required. Deal with visa and immigration queries in a timely manner....

2 weeks ago seen See more...

Compliance Officer

London Borough Of Hackney

Hackney, Greater London

PO2 £ £46,053 to £48,063

We have a particular focus on supporting less advantaged families: Hackney figures in the 10% most deprived boroughs in England on a number of measures.Hackney Educations key priority is to improve the life chances of every child...

a month ago seen See more...

Regulatory Compliance Associate

Hobson Prior

Leeds, West Yorkshire

GBP27000 - GBP30000.00 per annum

Job Details Responsibilities:- Keep track of global market clearance status for various products including cosmetics, medical devices and consumer products.- Manage a central repository of technical documentation and data related...

a month ago seen See more...

Registry & Compliance Officer

Study Group

North Yorkshire, England

£23,400/annum

Attend meetings to discuss steps for students with low attendance. Support collection of outstanding student fees. Maintain accurate and up-to-date student records. Support data requests for Durham University, Study Group, and man...

a month ago seen See more...

Compliance Officer

Hawk 3 Talent Solutions

Malton, North Yorkshire

£29,000 - £31,500/annum

Conduct file checks, departmental assurance, risk, client outcome and third-party due diligence monitoring and oversight activities. Collaborating with the Compliance and wider teams to develop the 1st and 2nd line of defence appr...

a month ago seen See more...

Regulatory Compliance Administrator

Atom Recruitment Ltd

Bracknell, Berkshire

£25,000/annum negotiable plus benefits

The Regulatory Compliance Administrator works with the Business Analyst & Regulatory Compliance Manager and Regulatory Compliance Officer to uphold the Companys Regulatory Compliance. Their aim is to ensure full compliance with g...

a month ago seen See more...

Regulatory Officer - Hybrid Working Available

Manucomm Recruitment

Somerset, England

£42,000 - £44,000 per annum

The Compliance & Regulatory Officer will ensure that our operations comply with all relevant laws, regulations, and industry standards. This includes but is not limited to: -CBAM (Carbon Border Adjustment Mechanism) -EU Fertiliser...

a month ago seen See more...

Senior Data Compliance Officer, Parameta Solutions

Efinancialcareers

South East

Competitive salary

Perform Data audits both on site (where required) and remotely independently at Channel Partners/Re-distributors, Contracted Parties and Subscriber Firms using best practice and in accordance with relevant agreement terms. Prepare...

a month ago seen

IFA Compliance Officer

Coast Specialist Recruitment

South East

£44,000 - £50,000 per annum

Diploma Qualified. Experienced of reviewing files for IFAs. Compliance experience. Attention to detail. Pragmatic approach to compliance. Willingness to work with advisers. Salary - To Be Discussed. 3% pension contribution. 4x li...

a month ago seen

Registry & Compliance Officer

Study Group Uk Ltd

Cleveland, England

£23,400 per annum

Attend meetings to discuss steps for students with low attendance. Support collection of outstanding student fees. Maintain accurate and up-to-date student records. Support data requests for Durham University, Study Group, and man...

a month ago seen See more...

Compliance Officer S&P Global DJI

Efinancialcareers

South East

Competitive salary

Collaborate with divisional functions to implement relevant compliance policies and procedures, fostering a culture of adherence to laws and regulations. Provide oversight for the Division's IOSCO assurance program. Offer advisory...

a month ago seen See more...

Senior Manager - Regulatory & Compliance Oversight

Merje Ltd

South East

£80,000 - £100,000 per annum

Develop and implement an effective Compliance oversight strategy to ensure adherence to UK financial regulations and industry standards, while monitoring and evaluating regulatory changes and their impact on the banks operations....

a month ago seen See more...

Regulatory Compliance Consultant

Efinancialcareers

South East

Competitive salary

Enhance, draft, and maintain policies, procedures, and other compliance-related governance documents. Handle Market Soundings from external parties and manage trading restrictions and related activities. Develop and deliver compli...

a month ago seen See more...

Regulatory Compliance Specialist - Pensions

Front Row Recruitment Ltd

West Yorkshire, England

£55,000 - £65,000 per annum

Supporting the Head of Compliance to ensure the firm meets its regulatory requirements as set out in the DPB Handbook. Support the firm in its application for its FCA Authorisation, ensuring policies and procedures meet the new re...

a month ago seen See more...

Quality, Technical & Compliance Officer

Aldena Associates Ltd

Essex, England

£30,000 - £35,000 per annum, negotiable

Experience of ISO 9001. QC and testing experience. Ideally with a Lighting/Electrical background. To carry out quality assurance auditing, calibration, verification etc. and related quality assurance tasks on a routine basis. Deve...

a month ago seen See more...

Senior Compliance Officer

Alexander Mae Ltd

Avon, England

Senior Business Assurance / Quality Review / Compliance / Financial ServicesCompetitive Salary + Up to 25% Performance Bonus + Superb Benefits - Amazing packageGLOUCESTERSHIRE / BRISTOL & Home Working (minimum 2 days office based)...

a month ago seen See more...

Regulatory Compliance Advisor

The Open University

Milton Keynes, Buckinghamshire

Up to £21.06 per hour

Providing day-to-day advice and guidance on People Services policies and processes. Administering People Services processes throughout the employee lifecycle. Maintaining and developing People Services systems for operational effi...

a month ago seen See more...

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