Regulatory Compliance Associate jobs

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REGULATORY COMPLIANCE ASSOCIATE

Job Details Responsibilities:- Keep track of global market clearance status for various products including cosmetics, medical devices and consumer products.- Manage a central repository of technical documentation and data related...

CompanyHobson Prior
AddressLeeds, West Yorkshire
CategoryBanking
SalaryGBP27000 - GBP30000.00 per annum
Job typeFull Time
Date Posted 2 weeks ago See detail

Regulatory Compliance Associate

Hobson Prior

Leeds, West Yorkshire

GBP27000 - GBP30000.00 per annum

Job Details Responsibilities:- Keep track of global market clearance status for various products including cosmetics, medical devices and consumer products.- Manage a central repository of technical documentation and data related...

Compliance, Regulatory Compliance, Associate, London

Efinancialcareers

South East

Competitive salary

Identifying data sources / owners, obtaining and reviewing data in order to produce the firm's response to enquiries. This may include trading data, copies of electronic communications and voice recordings, client documentation, e...

Regulatory Affairs Associate

Hunter Selection

Caerphilly, Wales

£45,000 - £48,000/annum

25 days holiday + Bank Holidays. 5% Bonus. Company Pension . Training and development courses. Hybrid working. Support RA Director for regulatory documentation including updating technical files, reports and procedures. Compile vi...

Risk and Compliance Associate / Legal

Legal, Professional Services

Southampton / Bristol

Up to £75,000 + benefits

Collaborate with legal professionals to ensure compliance with regulatory requirements, industry standards, and internal policies. Conduct risk assessments and develop strategies to mitigate potential risks. Monitor and evaluate c...

Regulatory Compliance Administrator

Atom Recruitment Ltd

Bracknell, Berkshire

£25,000/annum negotiable plus benefits

The Regulatory Compliance Administrator works with the Business Analyst & Regulatory Compliance Manager and Regulatory Compliance Officer to uphold the Companys Regulatory Compliance. Their aim is to ensure full compliance with g...

Senior Manager - Regulatory & Compliance Oversight

Merje Ltd

South East

£80,000 - £100,000 per annum

Develop and implement an effective Compliance oversight strategy to ensure adherence to UK financial regulations and industry standards, while monitoring and evaluating regulatory changes and their impact on the banks operations....

Regulatory Compliance Consultant

Efinancialcareers

South East

Competitive salary

Enhance, draft, and maintain policies, procedures, and other compliance-related governance documents. Handle Market Soundings from external parties and manage trading restrictions and related activities. Develop and deliver compli...

Compliance Associate - Asset Management

Merje Ltd

South East

£70,000 - £75,000 per annum

experience in a compliance role within an Asset Management environment (1-3 years). relationship-building skills with the ability to engage proactively with portfolio managers and colleagues at all levels. knowledge of the FCAs r...

Regulatory Compliance Specialist - Pensions

Front Row Recruitment Ltd

West Yorkshire, England

£55,000 - £65,000 per annum

Supporting the Head of Compliance to ensure the firm meets its regulatory requirements as set out in the DPB Handbook. Support the firm in its application for its FCA Authorisation, ensuring policies and procedures meet the new re...

Regulatory Compliance Advisor

The Open University

Milton Keynes, Buckinghamshire

Up to £21.06 per hour

Providing day-to-day advice and guidance on People Services policies and processes. Administering People Services processes throughout the employee lifecycle. Maintaining and developing People Services systems for operational effi...

Compliance Associate

Verlingue

Lancashire, England

£45,000 per annum

Department: Operations Location: Manchester / Redhill / Gloucester / Staines Reporting To: Head of Compliance Main purpose of jobCompany VisionTo build a large, European, independent, family-owned insurance brokerage group in whic...

Exclusive - Regulatory Compliance Manager - Corporate Banking

Efinancialcareers

South East

Competitive salary

Building and maintaining the library of regulatory requirements applicable to the Business and Conducting gap assessments and updating the control framework to ensure regulatory risk is adequately managed at all times. Enhancing t...

Risk and Compliance Associate / Qualified / Legal

Legal, Professional Services

Southampton, Hampshire

Up to £75,000 + benefits

Collaborate with legal professionals to ensure compliance with regulatory requirements, industry standards, and internal policies. Conduct risk assessments and develop strategies to mitigate potential risks. Monitor and evaluate c...

Risk and Compliance Associate / Qualified / Lega;

Hays

Southampton, Hampshire

£65000.0 - £75000.0 per annum + Up to £75,000

Collaborate with legal professionals to ensure compliance with regulatory requirements, industry standards, and internal policies. Conduct risk assessments and develop strategies to mitigate potential risks. Monitor and evaluate c...

Compliance Associate

Stride Resource Management Ltd

Lancashire, England

The brokerage seeks a diligent professional who is Cert CII qualified, demonstrating a robust understanding of the insurance industry's regulatory framework. Your expertise will be crucial in steering the company through the compl...

Regulatory Compliance Trainer / Assessor Trainee or Qualified

Km Education Recruitment Ltd

Lancashire, England

£28,000 - £32,000 per annum

Must hold own Level 4 qualification or above inanyof the following: Law Enforcement; Compliance; Lead Auditor. Candidates must have experience of working within an accredited environment as either a Senior Investigator (local/ce...

Senior Quality and Regulatory Associate

Getinge

Derby, Derbyshire

Competitive

Document control across all tiers of the document hierarchy from the Quality Manual to records. Non-conformance and complaint processing including risk assessment, root cause analysis, CAPA implementation, and data trending. Condu...

Regulatory Compliance Administrator

Atom Recruitment Ltd.

Berkshire, England

£25,000 per annum, negotiable

The Regulatory Compliance Administrator works with the Business Analyst & Regulatory Compliance Manager and Regulatory Compliance Officer to uphold the Companys Regulatory Compliance. Their aim is to ensure full compliance with g...

Compliance Associate, Fraud & Financial Crime 12m FTC

Efinancialcareers

South East

Competitive salary

Advising clients on UK Financial Crime regulatory requirements, expectations, and industry practices. Performing independent reviews of systems and controls for clients. Providing guidance and recommendations to clients on enhanci...

Risk and Compliance Associate / Legal

Hays

Bath / Southampton, UK

Up to £75,000 + benefits

Collaborate with legal professionals to ensure compliance with regulatory requirements, industry standards, and internal policies. Conduct risk assessments and develop strategies to mitigate potential risks. Monitor and evaluate c...

Compliance, Equities Compliance, Derivatives and Structured Products, Associate, London

Efinancialcareers

South East

Competitive salary

Provide real-time compliance advice to business personnel of all levels, with regards to the rules, regulation and internal policies that govern their businesses. Compliance representative for business-led projects/initiatives. De...

Regulatory Records Associate

Novartis

London, England

At Novartis your voice, experience, and quality mindset can truly make a difference in Regulatory Affairs (RA). Novartis has a unique and promising portfolio with 70 projects as potential NMEs in development, 65 projects in Phase...

Basel III Endgame - Regulatory Reporting BA - Associate

Efinancialcareers

Lanarkshire

Competitive salary

Experience within existing Morgan Stanley role or business analysis background gained in the Financial Services Industry. Experience of Regulatory reporting such as CoRep, Basel III and US FED reporting would be. Organisational sk...

Interim Senior Regulatory Affairs Associate - Remote

Silven Recruitment

Remote

Competitive day rate (outside IR35)

Proven experience as a Senior Regulatory Affairs Associate. Comprehensive understanding of regulations surrounding supplements and nutrition claims (required). Excellent communication and analytical skills. Ability to work indepen...

Compliance, Equities Compliance, Associate, London

Efinancialcareers

South East

Competitive salary

Provide real-time compliance advice to business personnel, with regards to the rules, regulation and internal policies that govern their businesses. Assisting with the interpretation and implementation of new rules/regulation/guid...

Interim Senior Regulatory Affairs Associate

Silven Recruitment

Nationwide

Proven experience as a Senior Regulatory Affairs Associate. Comprehensive understanding of regulations surrounding supplements and nutrition claims (required). Excellent communication and analytical skills. Ability to work indepen...

Compliance, Legal & the Conflicts Resolutions Group, Associate, London

Efinancialcareers

South East

Competitive salary

Global Compliance prevents, detects and mitigates compliance, regulatory and reputational risks across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-...

L&I Associate - Regulatory Investigations 2-4 PQE

A&O Shearman

London, Greater London

Competitive

Partners. Senior Associates and Associates. Knowledge Lawyers and the wider Litigation department. Advising clients on the full spectrum of contentious regulatory issues that may impact financial institutions that are regulated in...

Senior Regulatory Affairs Associate - Product Claims

Thomas Brown Recruitment

England

£55,000 - £60,000 per annum

Collaborate with cross-functional teams to establish and maintain a dynamic Product Claims database. Employ a risk-based approach to assess and validate Product Claims, ensuring that the information provided aligns with customer e...

Senior Regulatory Affairs Associate - Product Claims

Thomas Brown Recruitment

South East

£55,000 - £60,000 per annum

Collaborate with cross-functional teams to establish and maintain a dynamic Product Claims database. Employ a risk-based approach to assess and validate Product Claims, ensuring that the information provided aligns with customer e...