Compliance Associate - Capital Markets Platform -Surveillance And Monitoring - Algorithmic Trading

Key Responsibilities:

• Conduct real-time monitoring and surveillance of trading activities to identify potential compliance breaches or market abuses.
• Implement and enhance surveillance systems and procedures to align with regulatory requirements and industry best practices.
• Collaborate with cross-functional teams to investigate flagged activities and implement corrective actions.
• Stay abreast of evolving regulations and industry trends to proactively enhance compliance strategies and frameworks.
• Prepare comprehensive reports and presentations for regulatory inquiries and internal stakeholders.

Qualifications:

• Bachelor's degree in Finance, Economics, Business Administration, or related field.
• experience in compliance, monitoring, or surveillance within Capital Markets.
• Strong understanding of regulatory requirements such as MiFID II, and MAR
• Proficiency in utilizing surveillance tools and platforms beneficial
• Excellent analytical skills with a keen eye for detail and ability to interpret complex data sets.
• Effective communication skills with the ability to liaise with stakeholders at all levels.