Compliance Manager

We are Alter Domus. Our name means "The Other House" and we're a world leading provider of integrated solutions for the alternative investment industry. We believe in being different. Here, you progress on merit, not who you know. You speak openly, whoever you're speaking to. And it's your freedom to decide which cutting-edge kind of finance professional you want to be. Join more than 5000 fund administration, accounting, tax, loan administration and legal experts worldwide and take pride in being alternative. Alter Domus clients include the world's leading asset managers, lenders and asset owners. We're specialists who use the most innovative technologies to create unparalleled solutions for the private equity, real assets and debt capital markets sectors. This is where standout talent advances what's possible in fund administration, corporate services, depositary services, transfer pricing, domiciliation, management company services, loan administration, agency services, trade settlement and CLO manager services.
The post holder will be focussed on compliance and AML related tasks in respect of Alter Domus (Guernsey) Limited ("ADG") and its clients in what is a rapidly developing business. The post holder will report to the Senior Compliance Manager in Guernsey.
Job Description
• Representing Alter Domus (Guernsey) Limited ("ADG") as the corporate compliance officer of Guernsey licensed entities administered by ADG and Holding the MLRO and MLCO functions for such entities, including the preparation and presentation of relevant reporting to the boards of such entities.
• Undertaking compliance monitoring in accordance with the client compliance monitoring plan ("CMP") to ensure that ADG and client licensed entities remain compliant with all applicable Guernsey regulatory and AML/CFT requirements.
• Monitoring the GFSC website, THEMIS and industry sources for the release of revised standards and guidance. Ensuring those updates are brought to the attention of the boards of relevant client entities and other relevant employees.
• Assisting in maintaining internal policies and procedures to ensure compliance with expected standards as the business develops.
• Preparing and submitting relevant regulatory reporting for licensed entities.
• Assisting with liaison between ADG and external stakeholders on compliance/AML/CFT matters, such as the GFSC, local authorities and auditors.
• Assisting in the daily monitoring of the screening system's output in conducting relevant background searches on clients, investors and other associated parties.
• Providing support and training to the staff of ADG, as required, in respect of AML/CFT and regulatory matters.
• Ensuring that client and investor due diligence is collected to the appropriate standards in order to comply with Guernsey' regulatory and AML/CFT framework and ADG internal policies and procedures.
• Assisting the Senior Compliance Manager on Alter Domus Group projects as required.
Your Profile
• You have a strong working knowledge of the Guernsey investment regulatory framework and AML/CFT Handbook.
• You have 5 to 7 years financial services experience, preferably in a Compliance team environment.
• You preferably have acted in the capacity as Compliance Officer, MLCO, MLRO or Deputy of a GFSC regulated entity.
• You preferably have completed the International Diploma in Compliance or an equivalent level appropriate qualification or be studying for the same.
• You possess team spirit, a capacity to build strong relationships and take initiative to act without waiting for direction when appropriate;
• You will have a high level of IT literacy with good Excel and Word skills.
Our recruiting process, like your entire career, is considered a shared responsibility. During interviews you will have the possibility to discover the company and your future colleagues. We will seize the opportunity to know you better.