Job description
* Regulatory Compliance Manager
* Investment management
* Fund services
Meraki Talent are currently working with a fantastic organisation within the Investment Management sector.
There is a Excellent opportunity for an experienced Compliance Manager to join their team, this role is based in central London
Key Responsibilities include.
* Assist in projects to provide compliance analysis and review of new business initiatives and developments of the company in the U.K
* Lead and asset with implementation of Regulatory developments
* Ensuring companies Compliance
*
* Dealing with risk assessment, policies, compliance manual and regulatory registers
* Provide management information to governance committees and senior management, as appropriate, to demonstrate compliance or to highlight issues or trends where appropriate
* Annual FATCA/CRS compilation and filing, company house filings setting and reporting On KPIs requested by senior management.
* Preparing RegData/ Connect reports.
* Heavily involved in running compliance projects.
The ideal candidate will be.
* Able to read and interpretate the FCA handbook.
* Have 5 years' experience within Investment management
* Good knowledge of UK regulation as applicable in an Investment Management business, particularly COLL, FUND and COBs
* Great knowledge of Compliance issues and regulatory requirements.
* Experienced in asset management or private equity firms.
* Great MS office software skills.
* Very organised and good at prioritising tasks
They are looking for a candidate who is a provocative worker, self-motivated, team player and is also looking to develop within the organisation and willing to learn.