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ELECTRONIC TRADING COMPLIANCE AND OPERATIONAL RISK OFFICER

Assesses risks and effectiveness of Front-Line Unit (FLU) processes and controls associated with Electronic Trading to ensure compliance with applicable Laws, Rules and Regulations (LRR). Engages in activities to provide independe...

CompanyAbout Bank Of America
AddressLondon, Greater London
CategoryHuman Resources
Date Posted 3 days ago See detail

Electronic Trading Compliance and Operational Risk Officer

About Bank Of America

London, Greater London

Assesses risks and effectiveness of Front-Line Unit (FLU) processes and controls associated with Electronic Trading to ensure compliance with applicable Laws, Rules and Regulations (LRR). Engages in activities to provide independe...

3 days ago seen See more...

Compliance Risk Managment Officer

Hays

Belfast, County Antrim

£10,000 - £20,000

12-month contract. Flexibility. Hybrid working. City Centre. 70 p/h....

4 days ago seen See more...

Risk & Compliance Officer

Bloomfield Hospital

Ireland, Shetland Islands

£NEG

This care is delivered through a Multi-disciplinary Team including colleagues in Psychiatry, Psychology, Nursing, Pharmacy, Social Work, Occupational Therapy, Speech and Language, Dietetics, Physiotherapy and General Practice. Mon...

4 days ago seen See more...

Compliance and Risk Officer

Robert Half

West Midlands, England

Act as a compliance officer for the UK, Ireland and Netherland offices for the companies financial services division. Directing and participating in the risk and compliance education of the Northern European region, ensuring ongoi...

4 days ago seen See more...

Compliance and Risk Officer

Efinancialcareers

West Midlands, England

Competitive salary

Act as a compliance officer for the UK, Ireland and Netherland offices for the companies financial services division. Directing and participating in the risk and compliance education of the Northern European region, ensuring ongoi...

4 days ago seen See more...

Risk and Compliance Officer

Ultimate Banking Ltd

Oxfordshire, England

£70,000 - £85,000 per annum

Supporting the UK CRO in the enhancement of UK Risk and Compliance activities by transitioning the new mortgage business into the existing Frameworks; most notably by ensuring that the related Risk Appetite Statement / KRIs, Risk...

a week ago seen See more...

Compliance Risk Management Officer - Regulatory

Harvey Nash

Ireland, Shetland Islands

£400.00 - £500.00 per day

Serves as a Compliance Risk officer for the Compliance Risk Management team for the bank responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regula...

a week ago seen See more...

Compliance Risk Management Officer £650/day Inside IR35 LONDON

Banking

London, Greater London

£ 600 - £ 650 / Daily

Strong knowledge of the UK regulatory framework and relevant laws, rules, regulations, risks and typologies. Strong understanding of key regulatory priorities and developments impacting UK financial services firms. Ability to inte...

2 weeks ago seen See more...

Compliance Officer New

Boden Group

Birmingham, West Midlands

£35,000 - £38,000/annum 30 days + bank holidays | Hybrid

Is a well knownfinancial management andconsulting service to worldwide and national facility management contractors.. Review and coordinate feedback on the statutory and contractual compliance of subcontractors across the contr...

6 hours ago seen See more...

Risk and Compliance Officer

Sf Recruitment

West Midlands, England

£27,000/annum

Working pattern: 35 hours per week, hybrid working Salary: 27k Responsibilities will include: Insurance - Efficiently and effectively manage the insurance claims process, from notification through to ensuring a fair settlement (c...

3 weeks ago seen See more...

Compliance Officer

Hunter Selection

Preston, Lancashire

£35,000/annum 28 Days Holiday,

28 Days Holiday. Progression opportunities. Pension Scheme. Free Parking . -Ensure that the site QMS meets third party and retail requirements and audit standards.. Implement a process in which to review relevant audit standards a...

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Office & Compliance Manager

S Guest Consultancy Services Ltd

Wolverhampton, West Midlands

£30,000 - £32,000/annum £4,000 car allowance

We are currently looking for an Office Manager from the construction / FM/ social housing sector with strong administration and compliance experienceYou will be managing a team of administrator's dealing with retrofit and social h...

2 days ago seen See more...

Risk and Compliance Officer

Minstead Trust

Minstead, Hampshire

£28,000 - £35,000 a year

25 days holiday plus Bank Holidays. Refer-a-friend scheme worth 750! A Celebration Days Leave for your Birthday. Death in Service Insurance. Company Pension. An easy access health and wellbeing scheme. Cycle to Work. Furzey Gard...

2 months ago seen See more...

Compliance Officer

Boden Group

Marton, North Yorkshire

£35,000 - £38,000/annum 30 days + bank holidays | Hybrid

Is a well knownfinancial management andconsulting service to worldwide and national facility management contractors.. This is an office based role within a hospital. Review and coordinate feedback on the statutory and contractu...

2 days ago seen See more...

Compliance Officer - Property

Mcs Group

Belfast, County Antrim

Negotiable

Minimum of a degree or equivalent in a relevant technical subject with a minimum of 3 years experience in the successful implementation/ management of ISO accredited asset management, quality or other standards in a construction/...

2 days ago seen See more...

Compliance Officer - Medical Devices

Redshore

Slough, Berkshire

£45,000 - £55,000/annum Pension, Life Ass, BUPA, Hybrid

Manage regulatory change when required and ensure that all employees and stakeholders comply with applicable rules and regulations through the provision of guidance, SOPs, advice, and training. Performing the role of Local Compli...

2 days ago seen See more...

Operational Risk Officer - Controls Testing

Citi

Belfast, County Antrim

Oversee the suite of Services Key Risk Indicators (KRIs) used to measure business performance against risk appetite tolerances. Ensures Operation Risk Policy implementation and exception approvals.. Services activity Governance an...

2 days ago seen See more...

Operational Risk Officer - Securities Services

Citi

Belfast, County Antrim

You will oversee Securities Services activity Governance that may include, but not limited to: Securities Services, Securities Services Operations, with specific focus on deep dive reviews (full scope and targeted) across all pro...

2 days ago seen See more...

Regulatory Compliance Officer

Russell Taylor

West Yorkshire, England

£28,000 - £35,000 per annum

If so, we want to hear from you!About the company:Our client are a leading innovator in the chemical industry, committed to providing high-quality products while maintaining the highest standards of safety and environmental respon...

3 days ago seen See more...

Regulatory Chemical Compliance Officer

Cubed Resourcing

West Yorkshire, England

£35,000 per annum

Up to 35,000 per annum, depending on experience with annual salary reviews. 31 days holiday (including bank holidays). Pension - 3% company contribution, 5 % employee contribution. Employee assistance - a helpline to support ment...

3 days ago seen See more...

Compliance Officer

Park Street People

Berkshire, England

Competitive salary

Implementing and overseeing local compliance requirements as well as collaborating in the development of the global compliance management system. Performing risk assessments as necessary according to local requirements. Creating g...

3 days ago seen See more...

Business Risk Officer - Data Business Analyst, VP at Citi

Efinancialcareers

South East

Competitive salary

CDE Identification for new and updated Conduct Risk Controls. Subject matter expert for internal and external data related investigations. Identify, prioritise, and proactively manage data related dependencies, risks, exceptions,...

3 days ago seen

Compliance Officer

Fiducia Group

Nottinghamshire, England

Competitive salary

Have you experience of working within the financial industry or Compliance before? Are you a logical thinker and able to work well under pressure? Are you organised and have good attention to detail? Monitor the firms appointed r...

3 days ago seen See more...

Operations Compliance Officer - QSR

Corecruitment

South East

Develop, implement, and oversee compliance programs and policies across all restaurant locations. Conduct regular audits and inspections to ensure adherence to health, safety, and regulatory standards. Collaborate with operations...

3 days ago seen See more...

Global Compliance Risk Lead - Human Capital Risk Director at Citi

Efinancialcareers

South East

Competitive salary

Providing compliance coverage to an assigned function/business/product. Provides compliance guidance on function/business/product rules and regulations relating to operational issues, transactional approvals and the application of...

3 days ago seen

Senior Trade Compliance Officer

Northrop Grumman

Cheltenham, Gloucestershire

55000.00 GBP Annual

Your Opportunity to Define Possible. Our Opportunity to Deliver the Nation's Security. Together.Salary: GBP46,000 - GBP57,000Role clearance type: Must be able to gain and maintain UK Government ClearanceLocation: Cheltenham or New...

3 days ago seen See more...

Fleet Compliance Officer - Driver Compliance

East Ayrshire Council

Crookedholm Transport Unit 34 Main Road Crookedholm Kilmarnock, KA3 6JS

£28,956 - £31,067 per year

To ensure optimum standards in legal compliance in accordance with DVSA and OCRS requirements in order to assist with the promotion, delivery and integration of the Council`s key objectives in order to assist with the promotion, d...

3 days ago seen

Compliance Officer

Equals One

Nottinghamshire, England

Competitive salary

Compliance OfficerSalary - CompetitiveFull Time, Permanent.Newark, NG24 1BSHave you experience of working within the financial industry or Compliance before?Are you a logical thinker and able to work well under pressure?Are you or...

3 days ago seen See more...

Aircraft Leasing Chief Risk Officer

Gkr Search And Selection

Dublin, Highland

Competitive

Lead deal origination and negotiation, including credit analysis and customer KYC. Manage the transaction evaluation process, ensuring critical deal issues are identified and risk-reward trade-offs are considered. Monitor financia...

3 days ago seen See more...

QA Compliance Officer

Adepto Technical Recruitment Ltd

Lancashire, England

£35,000 - £38,000/annum Plus Benefits

THE ROLE:As the QA Officer the main responsibilities are to ensure that all of the batch papers are reviewed and evaluated, whilst ensuring ongoing compliance is met within the regulatory standards. Within the role, you will be su...

4 days ago seen See more...

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