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Regulatory Compliance Analyst jobs in South East

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INVESTMENT COMPLIANCE ANALYST

Analyse real time risk/compliance alerts to ensure consistency with investment mandates, and work with traders and portfolio managers to resolve exceptions. Manage pre-trade risk/compliance alerts, working with technology and fron...

CompanyEfinancialcareers
AddressSouth East
CategoryBanking
SalaryCompetitive salary
Job typePermanent, full-time or part-time
Date Posted a week ago See detail

Investment Compliance Analyst

Efinancialcareers

South East

Competitive salary

Analyse real time risk/compliance alerts to ensure consistency with investment mandates, and work with traders and portfolio managers to resolve exceptions. Manage pre-trade risk/compliance alerts, working with technology and fron...

a week ago seen

Compliance Analyst

So Energy

South East

Competitive salary

Clear. Honest. Ambitious. Inquisitive. Caring. Sustainable. Excellent communication skills. Exceptional attentiveness and a keen eye for detail. Ability to learn complicated compliance rules and communicate these. Self-motivated a...

a week ago seen See more...

Senior Manager - Regulatory & Compliance Oversight

Merje Ltd

South East

£80,000 - £100,000 per annum

Develop and implement an effective Compliance oversight strategy to ensure adherence to UK financial regulations and industry standards, while monitoring and evaluating regulatory changes and their impact on the banks operations....

a week ago seen See more...

Regulatory Compliance Consultant

Efinancialcareers

South East

Competitive salary

Enhance, draft, and maintain policies, procedures, and other compliance-related governance documents. Handle Market Soundings from external parties and manage trading restrictions and related activities. Develop and deliver compli...

a week ago seen See more...

Compliance Analyst

Finitas

South East

Salary negotiable

Supporting with the delivery of the Compliance Plan. Overseeing and delivering on the Conduct Appetite Framework. Assisting with reviewing Conduct Risk Assessments. Working across Product Governance and Consumer Duty requirements....

a week ago seen See more...

Regulatory Compliance Advisor

The Open University

Milton Keynes, Buckinghamshire

Up to £21.06 per hour

Providing day-to-day advice and guidance on People Services policies and processes. Administering People Services processes throughout the employee lifecycle. Maintaining and developing People Services systems for operational effi...

2 weeks ago seen See more...

Compliance Analyst - Onboarding

Page Personnel Finance

South East

£40,000 - £50,000 per annum

Completing KYC/CDD/EDD on prospective and existing clients. Completing KYC refresh on clients of different risk profiles and sector backgrounds. Conduct risk event driven /trigger event reviews of clients and their holistic activi...

2 weeks ago seen See more...

Compliance Analyst

Meraki Talent Limited

South East

Broad compliance role. Leading Financial services business. Hybrid working. Assisting with Regulatory compliance with CASS ie CASS RP and client Money acknowledgement letters. Assisting with development of training programs. Ensur...

2 weeks ago seen See more...

Trade Compliance Analyst

Taylor Root

South East

£55,000 - £65,000 per annum, negotiable, pro-rata, inc benefits, OTE

A leading Fortune 500 technology solutions provider seeks a skilled and experienced Corporate Trade Compliance and Operations Professional to join their growing team in London! * Collaborating with Logistics to manage export contr...

2 weeks ago seen See more...

Investment Compliance Analyst

Efinancialcareers

South East

Competitive salary

Analyse real time risk/compliance alerts to ensure consistency with investment mandates, and work with traders and portfolio managers to resolve exceptions. Manage pre-trade risk/compliance alerts, working with technology and fron...

2 weeks ago seen See more...

Trade Compliance Analyst

Efinancialcareers

South East

Competitive salary

A leading Fortune 500 technology solutions provider seeks a skilled and experienced Corporate Trade Compliance and Operations Professional to join their growing team in London! * Collaborating with Logistics to manage export contr...

2 weeks ago seen See more...

Data Analyst Compliance 12-month FTC

Efinancialcareers

South East

Competitive salary

Running analysis on all trade data to detect any suspicious activity. Investigating flagged data, identifying potential issues and raising appropriate mitigating actions. Checking and flagging any false positives. Preparing report...

7 days ago seen

Senior Business Analyst - Sustainability Regulatory Reporting

Efinancialcareers

South East

Competitive salary

Provide leadership to the BAs on the programme, assisting with work allocation, quality assurance and being the first point of call for escalations regarding the analysis work components. Support the development of a business case...

a week ago seen

Exclusive - Regulatory Compliance Manager - Corporate Banking

Efinancialcareers

South East

Competitive salary

Building and maintaining the library of regulatory requirements applicable to the Business and Conducting gap assessments and updating the control framework to ensure regulatory risk is adequately managed at all times. Enhancing t...

2 weeks ago seen See more...

Regulatory Business Analyst- Liquidity/Capital Reporting m/f/d

Efinancialcareers

South East

Competitive salary

To review Liquidity reports, which includes Internal Liquidity Metric, Liquidity Coverage Ratio (LCR) report, Net Stable Funding Ratio (NSFR) report, Additional Monitoring Metrics (AMM) report, Annual and Interim Liquidity Disclos...

2 weeks ago seen See more...

Compliance Analyst - Payments KYC / TM / AML / Screening

Page Personnel Finance

South East

£175.00 - £200.00 per day

Produce KYCs and RFIs. Transaction Monitoring of activity to ensure alerts are analysed and actioned in accordance to company procedures. Monitor continuous screening for sanctions, PEPs and adverse media. Assist with the update o...

2 weeks ago seen See more...

Junior compliance Analyst

Meraki Talent Limited

South East

Compliance role. Insurance. Leading Financial services business. Assisting with regulatory compliance with CASS i.e. CASS RP and client Money acknowledgement letters. Assisting with development of training programs. Ensuring compa...

3 weeks ago seen See more...

Regulatory Analyst

Barclay Meade

South East

Salary negotiable

Monitor and analyze EU, GB, and Belgian regulatory initiatives, including Network Codes and legislative changes. Prepare briefing materials and draft consultation responses, taking the lead in selected areas. Maintain current know...

3 weeks ago seen See more...

Compliance Analyst PGIM European Services

Efinancialcareers

South East

Competitive salary

Assisting with marketing reviews, including conducting marketing reviews to ensure company branding and relevant regulatory standards are met in marketing materials. Assisting with the monitoring, tracking, and communicating devel...

4 weeks ago seen See more...

Product Analyst Legal & Compliance - Contract

Lorien

South East

Salary negotiable

Extensive experience with technical solutions supporting Compliance functions (e.g. Third Party Risk Management, Privacy, Whistleblower tools, Risk Management, Legal Operations tools). Proven track record in successful technical d...

3 weeks ago seen See more...

Regulatory Reporting Analyst m/f/d

Efinancialcareers

South East

Competitive salary

Collaborate closely with the Risk team at the Tier 1 Investment Bank to ensure accurate and timely reporting of Large Exposure data.. Manage the end-to-end process of collation, control, and risk management of all elements related...

3 weeks ago seen See more...

Policy and Regulatory Risk Analyst

Efinancialcareers

South East

Competitive salary

Support the CSO office through provision of risk and Regulatory advisory and oversight activities in relation to sustainability risk and compliance. Support in cascading information from committees and forums from CSO. Support M&G...

3 weeks ago seen See more...

Compliance Officer - Personal Account Dealing and Conflicts of Interest COI Analyst

Bloomberg

South East

Competitive salary

Serve as a subject matter expert on Personal Trading operations. Answer employee inquiries (PAD tickets, COI tickets, email inquiries). Handle alert/case inquiries related to PAD monitoring (potential violations). Handle alert inq...

3 weeks ago seen See more...

Senior Compliance Analyst

Mbf.

South East

Respond to a variety of compliance-related queries from managed clients, including those relating to sanctions, complaints, and conduct risk. Provide reliable information, analysis, and guidance to the Compliance team and staff at...

a month ago seen See more...

Compliance Analyst Sanctions Advisory - AVP at Citi

Efinancialcareers

South East

Competitive salary

Analyzing comparative data, preparing and presenting regional and global reports related to sanctions risk assessments, and monitoring of sanctions related issues and escalations with senior management and global partners. Support...

a month ago seen See more...

Regulatory Compliance

Brian Durham Recruitment Services

South East

£30,000 - £42,500 per annum

This very well established West end based International bank have a new opening within their busy Compliance team. This is a hybrid role and will suit a well educated individual who has acquired previous Regulatory Compliance expe...

a month ago seen See more...

Senior Compliance Analyst 6 months FTC

Harrison Holgate

South East

£55,000 per annum

A leading MGA is currently recruiting for a Senior Compliance Analyst (6 month FTC) with an opportunity for the role to potentially go permanent. * Provide reliable information, analysis and guidance to the Compliance team and to...

2 months ago seen See more...

Compliance Analyst

Hays Specialist Recruitment Limited

South East

£45,000 - £60,000 per annum

In addition to the conduct focus, you may be required to support a variety of tasks associated with the firm's compliance plan.What you'll need to succeedYou will have a strong working knowledge of relevant regulatory requirements...

2 months ago seen See more...

Compliance Analyst - Private Equity

Eames Consulting

South East

Salary negotiable

Ensure the firm's compliance manual is regularly updated to align with FCA regulatory requirements and guidelines. Oversee internal employee reporting and declarations, including gifts and entertainment, personal account dealing,...

2 months ago seen See more...

Senior Regulatory Compliance Executive

Meraki Talent Limited

South East

Regulatory Compliance. 5+ years of experience in Regulatory Compliance, audit, or risk function. Monitor regulatory developments at the international, EU, and countries where the Group companies operate or plan to operate. Analyse...

2 months ago seen See more...

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What should I search to find Regulatory Compliance Analyst jobs in South East?

People who searched for Regulatory Compliance Analyst jobs in South East also searched for Senior Finance Analyst, Senior It Analyst, Finance Business Analyst, Head Of Compliance, Customer Service Analyst, Compliance Project Manager, It Support Analyst, Finance / Data Analyst, Finance Operations Analyst, Data Business Analyst, Corporate Finance Analyst, Customs Compliance Manager, Market Research Analyst, Accounts Receivable Analyst, It Security Analyst, . If you're getting few results, try a more general search term. If you're getting irrelevant result, try a more narrow and specific term.

Top Jobs in South East

Assistant Store Manager, It Project Manager, Operations Team Leader, Senior Project Manager, Admin Assistant, Deputy Manager, Senior Branch Manager, Mortgage Advisor, Service Advisor, Service Operations Manager, Senior Contract Manager, Technology Project Manager, Senior It Analyst, Support Account Manager, Senior Tax Manager,

What are the top cities in South East open Regulatory Compliance Analyst jobs?

There are open Regulatory Compliance Analyst jobs in several cities including Fareham,

What companies are hiring for Regulatory Compliance Analyst jobs in ?

The top companies hiring now for Regulatory Compliance Analyst jobs are eFinancialCareers, May & Stephens, Robert Half, Twenty84 Ltd,

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