Senior Compliance Officer

• Senior compliance
• 6 Month contract
• Investment management

Meraki Talent are currently working with an Investment Management company with a strong stock brokering background.
There is an excellent opportunity for a Senior Compliance officer to join their team, this role is based in Kent and operates on hybrid model. This is 6 month contract role.
This role will report directly to the head of compliance
Key Responsibilities include.

• Supporting the head of compliance with implementation of compliance and regulatory rules
• Ensuring the firm meets all regulatory requirements and or conduct risks
• Quality reporting that is clear and conclusive of assurance activities
• Preparing regulatory changes and ad hoc compliance changes
• Log receipts of the FCA notice and good practice guidance
• Assist in the preparation of regulatory submission
• Actively maintain and update technical regulatory knowledge

The ideal candidate will have.

• Proven experience working within compliance for a financial services institution with a good experience FCA & regulations governing investment/ stockbroking business
• Proven experience in compliance and risk management
• Risk and control procedures
• Excellent written and verbal communication skills
• Proven experience to mentor and manager junior members of staff

Please be advised there is no sponsorship available for this role.
They are looking for a candidate who is analytic, flexible, great at planning and organising they will also have great people management skills and can manage information well.