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Risk Compliance Manager jobs in London

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COMPLIANCE AND OPERATIONAL RISK MANAGER (EQUITIES)

Assesses risks, and effectiveness of Equities processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory & trading venue inquiries, other audits, and examinations. Enga...

CompanyAbout Bank Of America
AddressLondon, Greater London
CategoryHuman Resources
Date Posted yesterday See detail

Compliance and Operational Risk Manager (Equities)

About Bank Of America

London, Greater London

Assesses risks, and effectiveness of Equities processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory & trading venue inquiries, other audits, and examinations. Enga...

yesterday seen See more...

Risk & Compliance Manager

Business Of Fashion

London, Greater London

Develop measurement of policy performance including visible embedding across the business and effectiveness. Building successful relationships being an ambassador of GRC at all times. Manage and report on the policy catalogue, pol...

2 months ago seen See more...

Compliance Risk Management Officer £650/day Inside IR35 LONDON

Banking

London, Greater London

£ 600 - £ 650 / Daily

Strong knowledge of the UK regulatory framework and relevant laws, rules, regulations, risks and typologies. Strong understanding of key regulatory priorities and developments impacting UK financial services firms. Ability to inte...

a week ago seen See more...

Compliance and Risk Manager – Central London – Hybrid - £50,000

Ashdown Group

London, Greater London

£50,000

Compliance and Risk ManagerCentral London Hybrid - 50,000A highly successful, global business based in Central London are looking for a Group Compliance & Risk Manager to join their team. This role would suit an ambitious,...

a week ago seen See more...

Compliance Manager

Talk Recruitment

London, England

£50k - £65k + Benefits

Project Management Office Administration & Business Unit Management Functional Management Awareness and engagement with Information Security Management certification and audits Project Management Office Administration & Business...

yesterday seen

Head of Governance, Risk & Compliance – Information Security

Deltra Group

London, England

£160,000 - £170,000/annum + 20% bonus

Lead the security and resilience function, encompassing Security Architecture and Engineering, IT Governance, Risk and Compliance, and IT Resilience. Improve the organizations security posture in response to the evolving threat l...

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Risk Manager

Hca Healthcare Uk

London, Greater London

Not Specified

Support the development of the Hospital Risk Management Strategy under the direction of the Head of Governance promoting and embedding a positive risk management culture across the Lister Hospital. Liaise with the corporate team i...

2 days ago seen See more...

Risk Manager (London)

Copper.co

London, England

Support the Chief Risk Officer with the risk assessment framework including the identification of risks, assessing controls, measuring the residual risks and ensuring the business remains within our risk appetite. Analysis, report...

2 days ago seen See more...

Electronic Trading Compliance and Operational Risk Officer

About Bank Of America

London, Greater London

Assesses risks and effectiveness of Front-Line Unit (FLU) processes and controls associated with Electronic Trading to ensure compliance with applicable Laws, Rules and Regulations (LRR). Engages in activities to provide independe...

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Domestic Gas Compliance & Repairs Manager

Aston Group Uk

London, England

Competitive not provided

Job Title: Domestic Gas Compliance & Repairs ManagerLocation: Chingford (E4 8TD)Salary: Competitive + Company Car Job Type: Permanent, Full TimeAston Group is a leading Building Services and Facilities Management company for comme...

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Fire Risk Assessment Manager/ Fire Safety Advisor/ Fire Operations Manager

Get Staff

London, England

£47,000 - £52,000 per annum

47,000 - 52,000 per annum (Negotiable depending on experience). Full-time, permanent 8.30am- 5.00pm. Commutable from Loughton, Romford, Potters Bar & Harlow. This role requires travel in to London. Company car or car allowance,...

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Pension Risk Transfer Manager / Consultant

Front Row Recruitment

London, England

£50,000 - £90,000/annum plus excellent benefits and bonus

Managing the full life-cycle of of schemes in the transition processthrough to implementation. Working closely with pension scheme trustees and consultancies to ensure the smooth transition of schemes. Reconciling and analysing s...

2 days ago seen See more...

Senior Client Assets Compliance Manager (CASS) - Risk & Compliance

Hsbc

London, Greater London

Youll be contributing your existing expertise to support a truly global bank whilst gaining skills and experience in in high growth areas such as digital assets, and FSCS compliance, Our Risk and Compliance function has a crit...

a month ago seen See more...

Interim Technical Services & Compliance Manager

Blue Spark

London, England

£Negotiable

Monitoring technical KPI generation and interpretation, including non-conformance, customer complaints and microbiological performance. Ensuring paperwork for QMS, HACCP, Legislation, Customer Specifications and Raw material speci...

3 days ago seen See more...

Risk Manager

Hca Healthcare Uk

London, England

Competitive

Support the development of the Hospital Risk Management Strategy under the direction of the Head of Governance promoting and embedding a positive risk management culture across the Lister Hospital. Liaise with the corporate team i...

3 days ago seen See more...

Risk & Compliance Consultant

Jameson Legal.

London, Greater London

£80 - £120 per hour

Identifying relevant areas of risk within the business and suggesting solutions. Implementing risk and compliance initiatives within the organisation. Keeping the firm up to date with changes in Risk & Compliance legislation. Supp...

3 days ago seen See more...

IT Risk Manager

Barclay Simpson

London, Greater London

Competitive

Delivering oversight, advisory and guidance on all risks related to Change Management. Supporting as needed the digital/technology transformation of the bank from a technical risk management perspective. Developing effective and c...

3 days ago seen See more...

HSE Compliance Manager - 1 YEAR FTC

Corecruitment

London, Greater London

£50k - 55k per year + .

A minimum of 5 years of industry or consulting experience in Health and Safety projects, program or operation management or related fields. GradIOSH, CMIOSH or working towards one of these. Able to travel throughout Europe and pot...

3 days ago seen See more...

Risk Manager

Pool Re

London, England

Competitive

Develop and Implement Strategies: Support and lead the development of Pool Res risk management strategy and plan. Lead Assessments and Reviews: Drive the quarterly Risk and Control Self-Assessment, implement risk event processes,...

3 days ago seen See more...

Compliance Manager

Reed Business Support

London, England

£50,000 - £55,000 per annum, pro-rata, inc benefits

This part time position can be workedalmost fully remote with a monthly meeting with senior management here in the City of London. With responsibilities including regulatory compliance, policies and procedures, licensing and repo...

3 days ago seen See more...

Compliance Manager

Reed Business Support

London, England

£50,000 - £55,000 per annum, pro-rata, inc benefits

This part time position can be workedalmost fully remote with a monthly meeting with senior management here in the City of London. With responsibilities including regulatory compliance, policies and procedures, licensing and repo...

3 days ago seen See more...

Compliance Manager, Funds & Distribution

Axa

London, England

To be a key Compliance point of contact providing advice and guidance for technical queries and regulatory matters relating to onshore and offshore distribution and marketing. To be a key contributor to the Distributor oversight...

3 days ago seen See more...

Head of Risk Management Department (Banking)

People First Ltd

London, England

£120000 - £180000/annum

* Extensive UK working experience in banking sector* High level of credit risk analysis skills* Computer literate (good knowledge of MS Office suite - Excel, Word, PowerPoint). Experience in leading and overseeing a team / departm...

3 days ago seen See more...

Head of Treasury, Model, Financial Reporting and Tax Risk Management

Hsbc

London, Greater London

We offer flexible banking solutions for start-ups, scale-ups, growth businesses, investors and those working towards IPO typically within the technology and life science sectors. Acting as a secure control function, they ensure al...

3 days ago seen See more...

Credit Risk Modelling Manager

Banking & Finance - Retail

London, England

70000.00 GBP Annual

Improve and develop credit model capabilities focussing on IFRS9, IRB and stress testing approaches across the full range of credit products click apply for full job details....

2 days ago seen See more...

Compliance Manager - Data

Victus Search

London, England

£55,000 - £70,000 per annum

Deliver transformational changes to the Groups Risk Rating Tool ("RRT") methodology. Support strategic projects aimed at upgrading or enhancing the Groups monitoring and surveillance systems. Contribute to the success of the Gro...

6 days ago seen See more...

Compliance Manager

Mbf.

London, England

Support the Head of Compliance in delivering the compliance plan and reporting to boards and committees. Manage junior compliance team members, ensuring adherence to regulations. Analyze regulatory changes and update staff and cli...

6 days ago seen See more...

Compliance Manager - compliance data and analytics

Reed Finance

London, England

£70,000 - £90,000 per annum, inc benefits

Lead the companys project to enhance monitoring and surveillance. Drive procedural changes by implementing new risk rating tools. Contribute to the success of the companys CVT program. Continuously review and recommend improveme...

6 days ago seen See more...

Compliance Manager

Fram Search

London, England

Salary negotiable

Salary + bonus. Boutique asset manager. No SMF responsibilities....

6 days ago seen See more...

Corporate Compliance Manager - Hybrid 4/1

City Recruitment Associates Ltd

London, England

not provided

Our client , City of London Based Bank with a global presence, seek a AVP, Compliance to support the Head of Compliance in executing a comprehensive programme across the whole of the banks Group. This role has a broad mandate and...

6 days ago seen See more...

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