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Form of work
SalaryThere is a Excellent opportunity for an experienced Compliance Manager to join their team, this role is based in central London
Key Responsibilities include.
- Assist in projects to provide compliance analysis and review of new business initiatives and developments of the company in the U.K
- Lead and asset with implementation of Regulatory developments
- Ensuring companies Compliance
- Dealing with risk assessment, policies, compliance manual and regulatory registers
- Provide management information to governance committees and senior management, as appropriate, to demonstrate compliance or to highlight issues or trends where appropriate
- Annual FATCA/CRS compilation and filing, company house filings setting and reporting On KPIs requested by senior management.
- Preparing RegData/ Connect reports.
- Heavily involved in running compliance projects.
- Able to read and interpretate the FCA handbook.
- Have 5 years’ experience within Investment management
- Good knowledge of UK regulation as applicable in an Investment Management business, particularly COLL, FUND and COBs
- Great knowledge of Compliance issues and regulatory requirements.
- Experienced in asset management or private equity firms.
- Great MS office software skills.
- Very organised and good at prioritising tasks
They are looking for a candidate who is a provocative worker, self-motivated, team player and is also looking to develop within the organisation and willing to learn.
