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COMPLIANCE OFFICER - ASSET MANAGEMENT 18 MONTH FTC

Join a leading independent wealth and Asset Management firm. Be part of a dynamic team managing assets of global institutions. Enjoy a culture that values independent thinking and dedication to client service. Define and implement...

CompanyRobert Walters
AddressSouth East
CategoryBanking
SalarySalary negotiable
Job typeContract, full-time
Date Posted a week ago See detail

Compliance Officer - Asset Management 18 Month FTC

Robert Walters

South East

Salary negotiable

Join a leading independent wealth and Asset Management firm. Be part of a dynamic team managing assets of global institutions. Enjoy a culture that values independent thinking and dedication to client service. Define and implement...

a week ago seen See more...

FCA Compliance Officer

Merje Ltd

Lancashire, England

£55,000 per annum

Ensure the business meets all relevant FCA regulatory requirements using regulatory knowledge and expertise. Horizon scanning activity. Develop and maintain internal policies/processes/procedures to ensure compliance with regulato...

a week ago seen See more...

Compliance Officer Fire Safety

Venn Group

England

£37.00 - £37.31 per hour

Provide investigatory assistance and prepare background work for inspections. Maintain accurate records of inspections, assessments, training sessions, and investigations. Prepare detailed reports highlighting findings, violations...

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Compliance Officer - Contractor - Outside IR35

Harrison Holgate

South East

£700.00 - £780.00 per day

**Brand-New Contract opportunity - Compliance Officer (Outside IR35)**My client is a Global and Lloyd's Market Insurance business and they are recruiting for an experienced Compliance Officer to support the Senior Compliance Offic...

a week ago seen

Compliance Officer

R3Vamp Limited

Berkshire, England

£30,000 per annum

Circa 28k per annum Permanent Wokingham (Hybrid) Your New Role Working within a locally leading law firm, you will be responsible for ensuring the organisation are compliant in all aspects of regulatory and legal requirements. In...

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Compliance Officer

Sanderson

South East

Lead in-depth thematic compliance monitoring reviews on regulatory matters and draft comprehensive reports. Drive reporting for the Risk & Solvency Committee, delivering robust Management Information (MI) and drafting sections of...

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Compliance Officer

Clayton Recruitment

South East

£50,000 per annum

Collaborate with the Professional Ethics & Compliance team to uphold ethical standards. Support compliance with SRA, ICO, and Lexcel accreditation requirements. Assist in promoting a culture of ethical conduct and regulatory compl...

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Compliance Officer

Birchlake Recruitment Ltd

South East

£50,000 - £60,000 per annum

Ensure the business achieves and maintains compliance with current and future FCA requirements. Develop and maintain compliance policies and training material. Support the firms data protection compliance. Monitor, analyse, and in...

a week ago seen

Compliance Officer

Idex Consulting Ltd

South East

Ensure the plan aligns with the standards and clauses of ISO 9001 and conduct internal audits to validate compliance. Conduct internal audits. Facilitate external audits, particularly for ISO 27001 Information Security and ISO 900...

a week ago seen

Information Compliance Officer

University Of Westminster

South East

£39,236 - £44,617 per annum

The successful candidate should also have excellent organisational ability, time management skills, accuracy and attention to detail, a logical approach to document and case management, excellent inter-personal skills and should b...

a week ago seen

Commercial Policy and Compliance Officer

Wild Berry Associates

London, England

£234.88 - £350.00 per day

Provide day-to-day administrative support to the Commercial Director in the provision of overall strategic support, development and planning for Commercial Services and the wider business. Craft and maintain procurement policies,...

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Operations and Compliance Officer

Ethicrecruit Limited

Bishop's Stortford, Hertfordshire

35000.00 GBP Annual

Acting as an advi click apply for full job details....

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Compliance Officer

Interquest Group

Sofia

€20

Grasping and implementing Anti Money Laundering protocols during case assessments. Scrutinizing user transactions, including intricate cases requiring meticulous decision-making. Implementing process enhancements to ensure alignme...

a week ago seen

Compliance Officer

Financial Services

Stockport, Greater Manchester

£ 15.38 - £ 19.23 / Hourly

Competitive salary. Opportunity for career growth and development. Friendly and supportive work environment. Training and professional development programmes. Good work-life balance. Exciting challenges and opportunities. Undertak...

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Electronic Trading Compliance and Operational Risk Officer

About Bank Of America

London, Greater London

Assesses risks and effectiveness of Front-Line Unit (FLU) processes and controls associated with Electronic Trading to ensure compliance with applicable Laws, Rules and Regulations (LRR). Engages in activities to provide independe...

4 days ago seen See more...

Compliance Officer (part-time)

Srg

Reading, Berkshire

£10 - £12.82/hour

Contributing to the development of promotional and non-promotional materials and activities, ensuring the Company meets all relevant legal and compliance obligations. Act as a contact for sales, marketing, medical teams, supportin...

2 weeks ago seen See more...

Compliance Assurance Officer

Context Recruitment

Chertsey, Surrey

£40000 - £45000.00 per annum

Rate: 40000 - 45000.00 per annum. Location: Chertsey, England. Type: Permanent. Industry: IT. Recruiter: context recruitment. Contact: Sophie Sanderson. Tel: 02381 680 407. Email: to view click here Posted: 2024-06-25 10:40:29 -...

5 days ago seen See more...

Compliance and Complaints Officer

Financial Services

Stockport, Greater Manchester

£ 28000 - £ 35000 / Year

Responsibilities:Investigate and resolve customer complaints, ensuring timely and fair outcomes.Collaborate with various teams within the organisation to identify and rectify compliance issues.Conduct regular compliance reviews to...

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Compliance Risk Managment Officer

Hays

Belfast, County Antrim

£10,000 - £20,000

12-month contract. Flexibility. Hybrid working. City Centre. 70 p/h....

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Compliance Advisory Officer

Efinancialcareers

South East

Competitive salary

Maintain regulatory developments and support the business in assessing impacts. Facilitate compliance with regulatory requirements. Be a trusted advisor for any regulatory or governance queries by providing guidance and steer to t...

5 days ago seen

Compliance & Assurance Officer

South Staffs Water

West Midlands, England

£36,000 per annum

Implement new quality management systems and processes with the support of internal stakeholders to drive positive change relating to Health & Safety, Water Quality and Operational processes. Frequently assess competent operators...

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Compliance Monitoring Officer

Idex Consulting Ltd

England

Monitoring - Perform file reviews and Compliance Monitoring on all aspects of the FCA regulated activities within the group, assessing compliance with regulations, standards and outcomes. Reporting - keeping the review spreadsheet...

5 days ago seen

Compliance Monitoring Officer

Sanderson

Avon, England

33 days including Bank Holidays. Eligibility for an annual discretionary bonus scheme. Personal and career development opportunities to progress your aspirations within the company as well as through our global parent company (Tat...

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Compliance Assurance Officer

Context Recruitment Limited

Surrey, England

£40,000 - £45,000 per annum

Compliance and Assurance Officer - Chertsey (hybrid working) Up to 45,000 Seeking a Compliance and Assurance Officer for a leading data centre provider that is planning to double in size over the coming years making it an excelle...

6 days ago seen See more...

Compliance and Risk Officer

Robert Half

West Midlands, England

Act as a compliance officer for the UK, Ireland and Netherland offices for the companies financial services division. Directing and participating in the risk and compliance education of the Northern European region, ensuring ongoi...

6 days ago seen See more...

Compliance and Risk Officer

Efinancialcareers

West Midlands, England

Competitive salary

Act as a compliance officer for the UK, Ireland and Netherland offices for the companies financial services division. Directing and participating in the risk and compliance education of the Northern European region, ensuring ongoi...

6 days ago seen See more...

Compliance and Complaints Officer

Adecco

Cheshire, England

Competitive

Competitive salary. Opportunity for career growth and development. Friendly and supportive work environment. Training and professional development programmes. Good work-life balance. Exciting challenges and opportunities. Undertak...

6 days ago seen See more...

Chief Product Officer (London UK Based ONLY)

Business Of Fashion

United Kingdom (London Central)

Define Product Vision and Strategy - Develop and articulate the product vision and strategy aligned with the company's overall goals. - Identify market trends and consumer needs to inform product development. Product Roadmap - Cre...

2 weeks ago seen

Streetworks Lead Compliance Officer - WMF1166e

Westmorland And Furness Council

Cumbria / Countywide

Grade 13 £40,221 - £41,418

Excellent training and development offers. Flexible working opportunities. Opportunity to join the Local Government Pension Scheme. Boost your pension with Shared Cost Additional Voluntary Contributions (facilitated by AVC Wise)....

2 weeks ago seen

Compliance Officer (Finance)

Bca Group

West Midlands, England

£23,500.00 to £26,000.00 per year

Alongside this you will support the wider business ensuring that drivers are following the expected process in carrying out their roles and taking action should they fall short.Role Accountabilities:Managing customer complaints, e...

2 weeks ago seen See more...

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