Compliance Officer

Compliance Officer

** Pension - up to 15% company contribution options ** Bonus based on company performance ** Life Assurance ** Family Private Medical ** 25 days hols + Bank Hols ** On-site Parking and subsidised Gym, Restaurant, Sports and Social Club **
Our client is looking for an experienced Compliance Officer with regulatory experience, to join their friendly team.

The individual must have experience working in a FCA regulated environment, and having knowledge or exposure of Consumer Regulations would be an added advantage.

The ability to communicate to a high standard is a must and you will need to be able to challenge decisions / ideas as and when required.

The Individual:

• Experience working in Compliance and Regulations
• Exposure to core compliance requirements e.g. (FCA, DPA, AML, CTF)
• Familiarity with Conduct Risk management and conducting compliance monitoring activities

Duties:

• Monitor regulations to ensure changes are understood and raised with the business at an appropriate level.
• Support the Compliance Manager in the introduction of new regulations: understanding, communicating, planning changes, implementing.
• Proactively ensure ongoing compliance with regulations on a departmental and company level, this may include, Risk Assessment, monitoring and Gap analysis.
• Manage compliance training content and input into delivery of training from the Learning and Development team.
• Administer and manage Suspicious Activity Reporting to the National Crime Agency.
• Completion of internal and external compliance returns, including RMAR and regional reporting.
• Maintain and update the Company’s internal policies, procedures, compliance registers and Compliance Arrangements Summary.
• Engage and communicate with the FCA as and when required.
• Assist in further embedding a Conduct Risk based compliance culture within the business.
• Provide advice to customer-facing departments, including; escalated customer complaints, arrears and repositions, fraud, and general regulatory compliance queries.
• Advise as to the compliance considerations relating to new business ventures, projects, and product development.
• Any other appropriate duties as required by line manager.

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Unfortunately, due to high numbers of applications, we are only able to respond to shortlisted applicants. If you have not heard from us within 5 days, please assume that you have not been shortlisted on this occasion.

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Lloyd Recruitment Services are acting as a recruitment agency in relation to this vacancy and are an equal opportunities employer.